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TheoremProved

König's theorem on the continuum

Statement

cf⁡(2ℵ0)>ℵ0\operatorname{cf}(2^{\aleph_0}) > \aleph_0 — the continuum 2ℵ02^{\aleph_0} cannot be written as a union of countably many strictly smaller sets. Equivalently, 2ℵ0≠ℵω2^{\aleph_0} \neq \aleph_\omega and more generally 2ℵ02^{\aleph_0} is never a cardinal of countable cofinality.

Why is it true?

Even though we cannot know the exact value of 2ℵ02^{\aleph_0} from ZFC alone (Cohen's independence result), this theorem is one of the few things we CAN prove unconditionally about it: whatever it equals, you cannot approach it from below along an ω\omega-sequence of strictly smaller cardinals.

Proof sketch

We first prove the general König inequality: if κi<λi\kappa_i < \lambda_i for every ii in an index set II, then ∑i∈Iκi<∏i∈Iλi\sum_{i\in I}\kappa_i < \prod_{i\in I}\lambda_i. Fix sets BiB_i with ∣Bi∣=λi|B_i|=\lambda_i and subsets Ai⊊BiA_i \subsetneq B_i with ∣Ai∣=κi|A_i|=\kappa_i. The inequality ∑iκi≤∏iλi\sum_i \kappa_i \le \prod_i \lambda_i is routine (send each a∈Aia\in A_i to the tuple that is aa in coordinate ii and some fixed default value elsewhere), so the content is showing they are not equal.

Suppose, for contradiction, some function h:⨆i∈IAi→∏i∈IBih : \bigsqcup_{i\in I} A_i \to \prod_{i\in I} B_i is surjective. For each ii, let hi:Ai→Bih_i:A_i\to B_i send a↦h(a)(i)a \mapsto h(a)(i) (the ii-th coordinate of h(a)h(a)). Since ∣Ai∣=κi<λi=∣Bi∣|A_i|=\kappa_i<\lambda_i=|B_i|, the map hih_i cannot be surjective onto BiB_i (if it were, picking a preimage for each element of BiB_i would inject BiB_i into AiA_i, forcing λi≤κi\lambda_i\le\kappa_i — contradiction). So choose di∈Bi∖ran⁡(hi)d_i \in B_i \setminus \operatorname{ran}(h_i) for every ii, and let g∈∏iBig \in \prod_i B_i be the tuple with g(i)=dig(i)=d_i.

Since hh is surjective, g=h(a)g=h(a) for some aa, say a∈Aja \in A_j. Then g(j)=h(a)(j)=hj(a)∈ran⁡(hj)g(j)=h(a)(j)=h_j(a) \in \operatorname{ran}(h_j). But g(j)=dj∉ran⁡(hj)g(j)=d_j \notin \operatorname{ran}(h_j) by construction — a direct contradiction. So no surjection hh exists, giving ∑iκi<∏iλi\sum_i\kappa_i < \prod_i\lambda_i. (Setting I=XI=X, κi=1\kappa_i=1, λi=2\lambda_i=2 recovers Cantor's classical diagonal argument ∣X∣<2∣X∣|X|<2^{|X|} as a special case.)

Now suppose, for contradiction, cf⁡(2ℵ0)=ℵ0\operatorname{cf}(2^{\aleph_0})=\aleph_0. Then 2ℵ02^{\aleph_0} is the sum of a strictly increasing ω\omega-sequence of smaller cardinals κ0<κ1<κ2<⋯\kappa_0<\kappa_1<\kappa_2<\cdots, i.e. 2ℵ0=∑n<ωκn2^{\aleph_0}=\sum_{n<\omega}\kappa_n with every κn<2ℵ0\kappa_n < 2^{\aleph_0}. Apply König's inequality with λn:=2ℵ0\lambda_n := 2^{\aleph_0} held constant for every nn (valid since κn<2ℵ0=λn\kappa_n < 2^{\aleph_0} = \lambda_n for every nn):

2ℵ0=∑n<ωκn  <  ∏n<ωλn=(2ℵ0)ℵ0=2ℵ0⋅ℵ0=2ℵ0.2^{\aleph_0} = \sum_{n<\omega}\kappa_n \;<\; \prod_{n<\omega}\lambda_n = \left(2^{\aleph_0}\right)^{\aleph_0} = 2^{\aleph_0\cdot\aleph_0} = 2^{\aleph_0}.

This says 2ℵ0<2ℵ02^{\aleph_0}<2^{\aleph_0}, absurd. So cf⁡(2ℵ0)≠ℵ0\operatorname{cf}(2^{\aleph_0})\neq\aleph_0; since cofinality is never smaller than that (it is at least ℵ0\aleph_0 for any infinite cardinal, and it cannot be finite), we conclude cf⁡(2ℵ0)>ℵ0\operatorname{cf}(2^{\aleph_0})>\aleph_0. ■\blacksquare

Topics that use this theorem

Step-by-step proofs

No step-by-step proof yet for this theorem.

References

  1. Wikipedia contributors (2024). Ordinal number
  2. Wikipedia contributors (2024). König's theorem (set theory)
  3. Wikipedia contributors (2024). Goodstein's theorem