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The Five Color Theorem

Statement

Every planar graph GG satisfies χ(G)≤5\chi(G) \le 5.

Why is it true?

This is a much easier warm-up to the Four Color Theorem: it uses only elementary induction and a clever local swapping trick (a Kempe chain), with no computer assistance, so a reader can verify every step by hand.

Proof sketch

Base case. If GG has at most 5 vertices, color each vertex a different color; at most 5 colors are used, so the claim holds.

Inductive step, setup. Assume every planar graph with fewer than nn vertices is 5-colorable, and let GG be planar with nn vertices. Every simple planar graph satisfies E≤3V−6E \le 3V - 6 (edge bound proved via Euler's formula), so the sum of all degrees is at most 2(3n−6)=6n−122(3n-6) = 6n-12, which is less than 6n6n. Hence the average degree is less than 6, so some vertex vv has degree at most 5.

Remove vv to get a smaller planar graph with n−1n-1 vertices; by the inductive hypothesis it has a proper 5-coloring. If vv has at most 4 neighbors, at most 4 colors are used among them, leaving a free color for vv, and we are done.

The remaining case is deg(v)=5(v) = 5 and all 5 colors appear, once each, among the 5 neighbors of vv. List the neighbors in the cyclic order they appear around vv in the planar drawing as first, second, third, fourth, fifth, colored 1, 2, 3, 4, 5 respectively. Consider the subgraph H1,3H_{1,3} formed by all vertices colored 1 or 3. If the first and third neighbors lie in different connected components of H1,3H_{1,3}, swap colors 1 and 3 throughout the component containing the first neighbor; this stays a proper coloring (it only touches vertices colored 1 or 3), and now the first neighbor is colored 3, so color 1 is free for vv.

Otherwise the first and third neighbors lie in the same component of H1,3H_{1,3}, joined by a path alternating colors 1 and 3. Together with vv and the two edges to the first and third neighbors, this path closes a cycle in the plane that separates the second neighbor from the fourth neighbor (by the Jordan curve theorem, since the cyclic order around vv is first, second, third, fourth, fifth). Consequently no path of alternating colors 2 and 4 can connect the second and fourth neighbors, since such a path would have to cross the 1-3 cycle. So we swap colors 2 and 4 throughout the component of H2,4H_{2,4} containing the second neighbor; this frees color 2 for vv.

In every case vv receives one of the 5 colors without conflicting with any neighbor, extending the coloring of GG-v to all of GG. By induction, χ(G)≤5\chi(G) \le 5 for every planar graph.

Topics that use this theorem

Step-by-step proofs

No step-by-step proof yet for this theorem.

References

  1. Kenneth Appel, Wolfgang Haken (1977). Every Planar Map Is Four Colorable, Part I: Discharging
  2. Neil Robertson, Daniel P. Sanders, Paul Seymour, Robin Thomas (1997). The Four-Colour Theorem
  3. Georges Gonthier (2008). Formal Proof—The Four-Color Theorem
  4. Reinhard Diestel (2017). Graph Theory