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TheoremProved

The special case $k=3$: Roth's theorem

Statement

If A⊆{1,…,N}A \subseteq \{1,\dots,N\} has ∣A∣≥δN|A| \ge \delta N and NN is large enough relative to δ\delta, then AA contains a nontrivial 3-term arithmetic progression.

Why is it true?

This is the first nontrivial case of Szemerédi's theorem, proved by Roth in 1953 using Fourier analysis instead of the heavy regularity machinery needed for general kk. Its "density increment" strategy — either find the pattern, or show the set is unexpectedly structured and pass to a denser sub-progression — became the blueprint later reused, in vastly more sophisticated form, for the general theorem and for Green–Tao.

Proof sketch

Step 1 (Fourier count of progressions). Suppose A⊆{1,…,N}A \subseteq \{1,\dots,N\} has density δ\delta and no nontrivial 3-term progression. Writing 1A^(θ)=∑n∈Ae(θn)\hat{1_A}(\theta) = \sum_{n \in A} e(\theta n) for the Fourier transform of the indicator of AA, the number of triples (x,x+r,x+2r)∈A3(x, x+r, x+2r) \in A^3 can be written as an integral of 1A^(θ)2 1A^(2θ)‾\hat{1_A}(\theta)^2 \, \overline{\hat{1_A}(2\theta)} over θ\theta.

Step 2 (the pseudorandom case). If every nonzero Fourier coefficient of 1A1_A were small compared to δ2\delta^2, the integral would be dominated by the θ=0\theta = 0 term alone, which already forces roughly δ3N2\delta^3 N^2 triples — far more than the trivial ones — contradicting the assumption that AA has none.

Step 3 (density increment). So some nonzero coefficient must be large; this means 1A1_A correlates with the linear phase e(θn)e(\theta n), i.e. AA is noticeably biased on some arithmetic progression (or Bohr set). Restricting to that sub-progression produces a shorter interval on which the density of AA has increased by a fixed multiplicative factor.

Step 4 (iteration and conclusion). Density cannot increase past 1, so after finitely many rounds of this density-increment step the process must terminate — meaning the pseudorandom case of Step 2 is eventually forced, which produces the missing 3-term progression and contradicts the no-progression assumption. Roth's original bookkeeping gives N(3,δ)≲exp⁡(exp⁡(1/δ))N(3,\delta) \lesssim \exp(\exp(1/\delta))-type thresholds; this was improved over decades, and Kelley and Meka's 2023 argument pushes the bound down to nearly Behrend's classical construction, N(3,δ)≲exp⁡ ⁣(−c(log⁡N)1/12)NN(3,\delta) \lesssim \exp\!\big(-c(\log N)^{1/12}\big) N-type density, essentially closing the gap for this case.

Topics that use this theorem

Step-by-step proofs

No step-by-step proof yet for this theorem.

References

  1. Endre Szemerédi (1975). On sets of integers containing no k elements in arithmetic progression
  2. Hillel Furstenberg (1977). Ergodic behavior of diagonal measures and a theorem of Szemerédi on arithmetic progressions · DOI:10.1007/BF02813304
  3. Zander Kelley, Raghu Meka (2023). Strong bounds for 3-progressions · arXiv:2302.05537