Math Labs

Worked solution: Gödel and Cohen: the continuum hypothesis is independent of ZFC (1963)

Step 1 of 9: The continuum hypothesis: no cardinality strictly between ℵ0\aleph_0 and 2ℵ02^{\aleph_0}
In plain words

The natural numbers N\mathbb{N} form the smallest infinite size, called ℵ0\aleph_0; Cantor's diagonal argument (1891) shows the real numbers R\mathbb{R} form a strictly bigger infinity, whose size is written 2ℵ02^{\aleph_0}. It is natural to wonder whether some intermediate size sits strictly between them, the way 22 sits between 11 and 33.

Cantor conjectured in 1878 that the answer is no: every infinite subset of R\mathbb{R} is either the same size as N\mathbb{N} or the same size as R\mathbb{R} itself, with nothing in between. This claim is the continuum hypothesis (CH\mathrm{CH}), equivalently written 2ℵ0=ℵ12^{\aleph_0} = \aleph_1, where ℵ1\aleph_1 denotes the very next infinite size after ℵ0\aleph_0.

2ℵ0=ℵ12^{\aleph_0} = \aleph_1
Detailed analysis

Georg Cantor laid the foundation of transfinite set theory by showing in 1874 that the real numbers R\mathbb{R} are uncountable, and in 1891 (via his diagonal argument) that for every set XX, the power set P(X)\mathcal{P}(X) has strictly greater cardinality than XX: ∣X∣<∣P(X)∣|X| < |\mathcal{P}(X)|. Applying this to the countable natural numbers N\mathbb{N} of cardinality ℵ0\aleph_0 gives ℵ0<∣P(N)∣=∣R∣=2ℵ0\aleph_0 < |\mathcal{P}(\mathbb{N})| = |\mathbb{R}| = 2^{\aleph_0}. The natural numbers represent the smallest infinite cardinality; the real numbers form a strictly larger one.

In 1878, Cantor formulated the Continuum Hypothesis (CH\mathrm{CH}): there is no intermediate cardinality strictly between ℵ0\aleph_0 and 2ℵ02^{\aleph_0}. Every infinite subset of R\mathbb{R} is either in bijection with N\mathbb{N} (countable) or in bijection with R\mathbb{R} itself. In the aleph hierarchy of well-ordered cardinalities ℵ0<ℵ1<ℵ2<⋯\aleph_0 < \aleph_1 < \aleph_2 < \cdots, where ℵ1\aleph_1 is by definition the least uncountable cardinal, Cantor's theorem implies ℵ1≤2ℵ0\aleph_1 \le 2^{\aleph_0}. The Continuum Hypothesis is therefore the assertion of exact equality: 2ℵ0=ℵ12^{\aleph_0} = \aleph_1.

David Hilbert placed the Continuum Hypothesis first among his famous 23 problems at the 1900 International Congress of Mathematicians in Paris, expressing complete confidence that it would be settled by the methods of ordinary mathematics. Over the next six decades, however, attempts to prove or disprove CH\mathrm{CH} ran into an unprecedented barrier: the hypothesis turned out to be neither provable nor refutable from the standard axioms of mathematics. The next step defines precisely what that means.

Terms in this step
Cardinal number
A cardinal number measures the size of a set; two sets have the same cardinal exactly when there is a one-to-one correspondence between them. ℵ0\aleph_0 is the cardinal of N\mathbb{N}; ℵ1\aleph_1 is the smallest cardinal bigger than ℵ0\aleph_0.
The continuum 2ℵ02^{\aleph_0}
The cardinality of the set of all subsets of N\mathbb{N}, written 2ℵ02^{\aleph_0} by analogy with counting subsets of a finite set of size nn as 2n2^n. This equals the cardinality of R\mathbb{R}, since real numbers can be coded as infinite binary sequences.
Knowledge used in this step