Math Labs

Worked solution: Gelfond–Schneider transcendence proof via auxiliary functions (1934)

Step 1 of 7: Hilbert's seventh problem: is 222^{\sqrt{2}} transcendental?
In plain words

An algebraic number is one that solves some polynomial equation with whole-number coefficients, like 2\sqrt{2} (root of x2−2x^2-2); a transcendental number, like π\pi or ee, solves no such equation. When David Hilbert listed his 23 problems in 1900, the seventh asked about numbers like 222^{\sqrt{2}}: you take an algebraic base α\alpha (here 22) that is neither 00 nor 11, raise it to an algebraic but irrational power β\beta (here 2\sqrt{2}), and ask whether the result must be transcendental.

Hilbert believed this was fantastically hard — he expected it to be solved only after the Riemann Hypothesis — yet Aleksandr Gelfond and Theodor Schneider each found a complete proof in 1934, independently, using a clever construction now called an auxiliary function.

αβ transcendental for algebraic α∉{0,1}, β algebraic irrational\alpha^\beta \ \text{transcendental for algebraic } \alpha\notin\{0,1\},\ \beta \ \text{algebraic irrational}
Detailed analysis

In his 1900 address Mathematische Probleme Hilbert asked, as the seventh of twenty-three problems, whether αβ\alpha^\beta must be transcendental whenever α\alpha is algebraic with α∉{0,1}\alpha\notin\{0,1\} and β\beta is algebraic irrational; here αβ\alpha^\beta means any fixed value of eβlog⁡αe^{\beta\log\alpha} for a chosen branch of the logarithm, since different branches differ by powers of e2πiβe^{2\pi i\beta}, which the theorem itself shows are transcendental. Hilbert cited 222^{\sqrt{2}} and eπ=(−1)−ie^\pi=(-1)^{-i} as test cases and predicted the problem would outlast the Riemann Hypothesis.

Partial progress came quickly: Kuzmin (1930) handled real quadratic β\beta by a continued-fraction refinement of Gelfond's 1929 method, which had already proved eπe^\pi transcendental. The general case fell in 1934 to Gelfond and, independently, Schneider; Schneider's variant was later recast by Siegel into the form used here, where one works with two entire functions rather than Gelfond's original single determinant-built function. The source cited in the file metadata is Gelfond's 1934 paper Sur le septième problème de Hilbert.

The argument is a quantified proof by contradiction, now the template for all of transcendence theory. Assume γ=αβ\gamma=\alpha^\beta is algebraic and form the number field K=Q(α,β,γ)K=\mathbb{Q}(\alpha,\beta,\gamma). One constructs a nonzero entire function Φ\Phi, built from eze^z and eβze^{\beta z}, that vanishes to high order LL at the points jlog⁡αj\log\alpha where its values lie in KK. A first nonzero derivative Φ(s)(0)\Phi^{(s)}(0) is then a nonzero element of KK that complex analysis (Jensen's formula) bounds above by e−cLlog⁡Le^{-cL\log L} while algebraic number theory (the product formula over conjugates) bounds below by e−CLe^{-CL}; since Llog⁡LL\log L outruns CLCL, the two bounds collide, forcing γ\gamma to be transcendental.

Terms in this step
Algebraic and transcendental numbers
A complex number is algebraic if it is a root of some nonzero polynomial with integer (equivalently, rational) coefficients; otherwise it is transcendental. Every rational number and every root like 2\sqrt{2} is algebraic; π\pi and ee are known to be transcendental.